Filing Details

Accession Number:
0001104659-19-033038
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-31 12:53:18
Reporting Period:
2019-05-29
Accepted Time:
2019-05-31 12:53:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878726 Tuesday Morning Corp TUES Retail-Variety Stores (5331) 752398532
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349005 R Steven Becker 500 Crescent Court, Suite 230
Dallas TX 75201
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-29 19,030 $1.51 1,630,325 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (Right to Buy) $3.25 2028-09-26 248,385 248,385 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $2.45 2027-09-19 248,385 248,385 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $6.71 2026-09-01 248,385 248,385 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $5.64 2026-02-02 295,508 295,508 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $4.22 2022-07-01 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-09-26 248,385 248,385 Direct
2027-09-19 248,385 248,385 Direct
2026-09-01 248,385 248,385 Direct
2026-02-02 295,508 295,508 Direct
2022-07-01 10,000 10,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.50 per share to $1.52 per share. The reporting person undertakes to provide to Tuesday Morning Corporation, any security holder of Tuesday Morning Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in Footnote 1.
  2. The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. The option was granted to Mr. Becker on September 26, 2018 pursuant to the 2014 LTIP.
  3. The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. The option was granted to Mr. Becker on September 19, 2017 pursuant to the 2014 LTIP.
  4. The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. The option was granted to Mr. Becker on September 1, 2016 pursuant to the 2014 LTIP.
  5. The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. The option was granted to Mr. Becker on February 2, 2016 pursuant to the 2014 LTIP.
  6. The option is fully vested and currently exercisable. The option was granted to Mr. Becker on July 1, 2012 pursuant to the Tuesday Morning Corporation 2004 Long-term Equity Incentive Plan.