Filing Details

Accession Number:
0000899243-19-015221
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-30 19:53:54
Reporting Period:
2019-05-29
Accepted Time:
2019-05-30 19:53:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1540755 Anaplan Inc. PLAN Services-Prepackaged Software (7372) 270897861
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1754317 Xian Ying David Chung C/O Anaplan, Inc.
50 Hawthorne Street
San Francisco CA 94105
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-29 14,359 $7.12 26,506 No 4 M Direct
Common Stock Disposition 2019-05-29 21,239 $41.71 5,267 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2019-05-30 2,668 $0.00 2,668 $0.00
Common Stock Stock Option (right to buy) Disposition 2019-05-29 14,359 $0.00 14,359 $7.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,668 No 4 A Direct
40,374 2028-03-23 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $41.50 to $42.00, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  2. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 1/16 of the RSU vests quarterly after June 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
  3. This stock option is immediately exercisable in full due to early exercise rights. 25% of the shares subject to the stock option vested on February 12, 2019, with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.