Filing Details
- Accession Number:
- 0000899243-19-015221
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-30 19:53:54
- Reporting Period:
- 2019-05-29
- Accepted Time:
- 2019-05-30 19:53:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1540755 | Anaplan Inc. | PLAN | Services-Prepackaged Software (7372) | 270897861 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1754317 | Xian Ying David Chung | C/O Anaplan, Inc. 50 Hawthorne Street San Francisco CA 94105 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-29 | 14,359 | $7.12 | 26,506 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-05-29 | 21,239 | $41.71 | 5,267 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2019-05-30 | 2,668 | $0.00 | 2,668 | $0.00 |
Common Stock | Stock Option (right to buy) | Disposition | 2019-05-29 | 14,359 | $0.00 | 14,359 | $7.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,668 | No | 4 | A | Direct | ||
40,374 | 2028-03-23 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $41.50 to $42.00, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
- The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 1/16 of the RSU vests quarterly after June 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
- This stock option is immediately exercisable in full due to early exercise rights. 25% of the shares subject to the stock option vested on February 12, 2019, with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.