Filing Details
- Accession Number:
- 0001227025-19-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-30 18:53:35
- Reporting Period:
- 2019-05-29
- Accepted Time:
- 2019-05-30 18:53:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1227025 | Neophotonics Corp | NPTN | Semiconductors & Related Devices (3674) | 943253730 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1714866 | Lynne Elizabeth Eby | 2911 Zanker Rd San Jose CA 95134 | Svp, Cfo | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-29 | 50,000 | $3.57 | 186,775 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Balance includes non-reportable acquisition of shares through the Company's 2010 Employee Stock Purchase Plan.
Billionaire Hedge Funds
