Filing Details
- Accession Number:
- 0001127602-19-020204
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-29 19:23:05
- Reporting Period:
- 2019-05-25
- Accepted Time:
- 2019-05-29 19:23:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1409970 | Lendingclub Corp | LC | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1740868 | Valerie Kay | C/O Lendingclub Corporation 595 Market St. #200 San Francisco CA 94105 | Chief Capital Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-25 | 23,674 | $0.00 | 241,851 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-05-25 | 12,786 | $3.09 | 229,065 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-05-25 | 12,295 | $0.00 | 241,360 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-05-25 | 6,615 | $3.09 | 234,745 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-05-25 | 36,165 | $0.00 | 270,910 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-05-25 | 19,381 | $3.09 | 251,529 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-05-25 | 22,464 | $0.00 | 273,993 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-05-25 | 12,012 | $3.09 | 261,981 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-05-28 | 9,500 | $3.10 | 252,481 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit (RSU) | Disposition | 2019-05-25 | 23,674 | $0.00 | 23,674 | $0.00 |
Common Stock | Restricted Stock Unit (RSU) | Disposition | 2019-05-25 | 12,295 | $0.00 | 12,295 | $0.00 |
Common Stock | Restricted Stock Unit (RSU) | Disposition | 2019-05-25 | 36,165 | $0.00 | 36,165 | $0.00 |
Common Stock | Restricted Stock Unit (RSU) | Disposition | 2019-05-25 | 22,464 | $0.00 | 22,464 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
142,046 | No | 4 | M | Direct | ||
110,657 | No | 4 | M | Direct | ||
433,977 | No | 4 | M | Direct | ||
336,961 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
- Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- The RSUs vested as to 25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
- Not applicable.
- The RSUs vested as to 6.25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
- The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
- The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.