Filing Details
- Accession Number:
- 0001165527-19-000097
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-05-29 18:08:26
- Reporting Period:
- 2019-01-02
- Accepted Time:
- 2019-05-29 18:08:26
- Original Submission Date:
- 2019-02-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421907 | Trident Brands Inc | TDNT | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421906 | R Mark Holcombe | Caves Village West Bay Street Nassau, New Providence C5 CB-12043 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-03-21 | 400,000 | $0.00 | 12,000,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-06 | 2,000,000 | $0.05 | 10,000,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-09-26 | 6,500,000 | $0.05 | 3,500,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-09-26 | 3,000,000 | $0.05 | 500,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-01-02 | 10,000 | $0.38 | 510,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Acquisiton | 2014-05-05 | 100,000 | $0.00 | 100,000 | $0.40 |
| Common Stock | Common Stock Options | Acquisiton | 2014-05-05 | 100,000 | $0.00 | 100,000 | $0.40 |
| Common Stock | Common Stock Options | Acquisiton | 2014-05-05 | 100,000 | $0.00 | 100,000 | $0.40 |
| Common Stock | CommonStock Options | Acquisiton | 2017-12-06 | 150,000 | $0.00 | 150,000 | $0.40 |
| Common Stock | Common Stock Options | Acquisiton | 2017-12-06 | 150,000 | $0.00 | 150,000 | $0.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2015-05-05 | 2020-05-05 | No | 4 | A | Direct |
| 200,000 | 2016-05-05 | 2020-05-05 | No | 4 | A | Direct |
| 300,000 | 2017-05-05 | 2020-05-05 | No | 4 | A | Direct |
| 450,000 | 2017-12-06 | 2022-12-06 | No | 4 | A | Direct |
| 600,000 | 2018-12-06 | 2022-12-06 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,400,000 | Direct |
Footnotes
- On July 30, 2013, the Company effected a 4 for 1 forward split of its share capital such that every one share of common stock to the split was exchanged for four post-split shares of common stock. As a result, Mr. Holcombe's previously reported shareholdings of 3,100,000 common shares were split into 12,400,000 common shares.
- Reflected on a post forward split basis (see note (1) above).
- Effective January 4, 2019, the option exercise price was adjusted from $0.75 to $0.40 per share.
- Effective May 5, 2019, the option exercise period was extended from May 5, 2019 to May 5, 2020.
- Options were granted pursuant to the Company's 2013 Stock Option Plan.
- Effective January 4, 2019, the option exercise price was adjusted from $1.00 to $0.40 per share.
- Effective January 4, 2019, the option exercise price was adjusted from $1.50 to $0.40 per share.
- Effective January 4, 2019, the option exercise price was adjusted from $0.85 to $0.40 per share.
- Effective January 4, 2019, the option exercise price was adjusted from $1.00 to $0.40 per share.
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