Filing Details
- Accession Number:
- 0001209191-19-033233
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-29 17:00:13
- Reporting Period:
- 2019-05-24
- Accepted Time:
- 2019-05-29 17:00:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311636 | Mitchell Stuart Krassner | 11500 S. Eastern Avenue Suite 240 Henderson NV 89052 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2019-05-24 | 5,071 | $6.09 | 73,015 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2019-05-24 | 5,071 | $7.94 | 67,944 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2019-05-28 | 44,929 | $6.09 | 112,873 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2019-05-28 | 37,385 | $8.00 | 75,488 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Exercise (Right to Buy) | Disposition | 2019-05-24 | 5,071 | $0.00 | 5,071 | $6.09 |
| Common Stock | Stock Option Exercise (Right to Buy) | Disposition | 2019-05-28 | 44,929 | $0.00 | 44,929 | $6.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 44,929 | 2012-06-26 | 2019-06-26 | No | 4 | M | Direct |
| 0 | 2012-06-26 | 2019-06-26 | No | 4 | M | Direct |
Footnotes
- This transaction represents an open market sale of a portion of the expiring stock options exercised on this Form 4 to satisfy the Reporting Person's payment of the exercise price and the taxes associated with such exercise.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.94 to $7.965, inclusive. The reporting person undertakes to provide to Spectrum Pharmaceuticals, Inc., any security holder of Spectrum Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.995 to $8.01, inclusive. The reporting person undertakes to provide to Spectrum Pharmaceuticals, Inc., any security holder of Spectrum Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
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