Filing Details
- Accession Number:
- 0001181431-11-017713
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-14 13:59:51
- Reporting Period:
- 2011-03-10
- Filing Date:
- 2011-03-14
- Accepted Time:
- 2011-03-14 13:59:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410064 | Aryx Therapeutics Inc. | ARYX | Pharmaceutical Preparations (2834) | 770456039 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005544 | Iii W Charles Newhall | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1005550 | Richard C Kramlich | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1005561 | J Peter Barris | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1062466 | W Mark Perry | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1219855 | James M Barrett | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1237289 | D Scott Sandell | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1383389 | Nea 12 Gp, Llc | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1383390 | Nea Partners 12, Limited Partnership | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1383391 | New Enterprise Associates 12, Limited Partnership | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1448784 | Growth Equity Opportunities Fund, Llc | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-03-10 | 4,469,274 | $0.07 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.06 to $0.108, inclusive. The Reporting Person undertakes to provide to ARYx Pharmaceuticals, Inc., any security holder of ARYx Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares are directly held by Growth Equity Opportunities Fund, LLC ("GEO") and indirectly held by New Enterprise Associates 12, Limited Partnership ("NEA 12"), the sole member of GEO, NEA Partners 12, Limited Partnership ("NEA Partners 12"), the sole general partner of NEA 12, NEA 12 GP, LLC ("NEA 12 GP"), the sole general partner of NEA Partners 12, and the individual managers of NEA 12 GP (NEA 12, NEA Partners 12, NEA GP 12 and the individual managers of NEA 12 GP together, the "Indirect Reporting Persons").
- The individual managers of NEA 12 GP are M. James Barrett, Peter J. Barris, Forest Baskett, Ryan D. Drant, Patrick J. Kerins, C. Richard Kramlich, Krishna "Kittu" Kolluri, Charles W. Newhall III, Mark W. Perry and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by GEO in which the Indirect Reporting Persons have no actual pecuniary interest.