Filing Details

Accession Number:
0001138639-19-000068
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-28 17:26:22
Reporting Period:
2019-05-24
Accepted Time:
2019-05-28 17:26:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245146 W David Heard C/O Infinera Corporation
140 Caspian Court
Sunnyvale CA 94089
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-24 25,000 $3.13 80,816 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 112,500 112,500 Direct
Common Stock Restricted Stock Units $0.00 51,562 51,562 Direct
Common Stock Restricted Stock Units $0.00 70,000 70,000 Direct
Common Stock Restricted Stock Units $0.00 220,000 220,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
112,500 112,500 Direct
51,562 51,562 Direct
70,000 70,000 Direct
220,000 220,000 Direct
Footnotes
  1. This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $3.11 to $3.15 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Heard will provide full information regarding the number of shares purchased at each separate price.
  2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
  3. These RSUs vest in four annual installments beginning on July 5, 2018.
  4. These RSUs vest in four annual installments beginning on May 5, 2019.
  5. These RSUs vest in four annual installments beginning on October 5, 2019.
  6. These RSUs vest in three annual installments beginning on May 5, 2020.