Filing Details
- Accession Number:
- 0001094891-19-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-28 16:03:31
- Reporting Period:
- 2019-05-23
- Accepted Time:
- 2019-05-28 16:03:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624326 | Pavmed Inc. | PAVM | Surgical & Medical Instruments & Apparatus (3841) | 471214177 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1665074 | Lishan Aklog | One Grand Central Place Suite 4600 New York NY 10165 | Chairman And Ceo | Yes | Yes | Yes | No |
| 1665114 | Pavilion Venture Partners Llc | One Grand Central Place Suite 4600 New York NY 10165 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-23 | 30,000 | $1.10 | 848,413 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,303 | Indirect | By daughter |
| Common Stock | 2,280 | Indirect | By son |
| Common Stock | 4,456,570 | Indirect | By Pavilion Venture Partners LLC |
| Common Stock | 20,000 | Indirect | By HCFP/AG LLC |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from 1.07 to $1.11 per share, inclusive. The reporting person undertakes to provide to PAVmed Inc., any security holder of PAVmed Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Dr. Aklog is a member and sole manager of Pavilion Venture Partners LLC, and has sole voting and dispositive power over the securities held by this entity. Dr. Aklog disclaims beneficial ownership of securities held by this entity, except to the extent of his proportionate pecuniary interest therein.
- Dr. Aklog is a co-manager of HCFP/AG LLC, and shares joint voting and dispositive power over the securities held by this entity. Dr. Aklog disclaims beneficial ownership of securities held by this entity, except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
