Filing Details
- Accession Number:
- 0001393726-19-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-28 09:46:59
- Reporting Period:
- 2019-05-23
- Accepted Time:
- 2019-05-28 09:46:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Inc. | TIPT | Fire, Marine & Casualty Insurance (6331) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tiptree Inc. 299 Park Avenue, 13Th Floor New York NY 10171 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-23 | 454 | $6.13 | 7,845,857 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-23 | 3,010 | $6.14 | 7,848,867 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-23 | 3,630 | $6.15 | 7,852,497 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-23 | 2,496 | $6.16 | 7,854,993 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-24 | 5 | $6.12 | 7,854,998 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-24 | 546 | $6.13 | 7,855,544 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-24 | 300 | $6.14 | 7,855,844 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-24 | 2,500 | $6.15 | 7,858,344 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 109,736 | Indirect | By: Corvid Peak Holdings, L.P. |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
- The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.