Filing Details
- Accession Number:
- 0001209191-19-032757
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-24 17:03:15
- Reporting Period:
- 2019-05-22
- Accepted Time:
- 2019-05-24 17:03:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887733 | Central Garden & Pet Co | CENT | Wholesale-Miscellaneous Nondurable Goods (5190) | 680275553 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211495 | C George Roeth | C/O Central Garden &Amp; Pet Company 1340 Treat Blvd, Suite 600 Walnut Creek CA 94597 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-05-22 | 14,546 | $13.75 | 43,793 | No | 4 | M | Indirect | By the Roeth Family Trust |
Class A Common Stock | Disposition | 2019-05-22 | 10,951 | $26.98 | 32,842 | No | 4 | F | Indirect | By the Roeth Family Trust |
Class A Common Stock | Disposition | 2019-05-23 | 3,595 | $26.53 | 29,247 | No | 4 | S | Indirect | By the Roeth Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By the Roeth Family Trust |
No | 4 | F | Indirect | By the Roeth Family Trust |
No | 4 | S | Indirect | By the Roeth Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2019-05-22 | 14,546 | $0.00 | 14,546 | $13.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-08-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 111,716 | Direct | |
Units | 970 | Indirect | By 401(k) Plan |
Footnotes
- Mr. Roeth disclaims beneficial ownership of the shares of the Company's Class A Common Stock owned by the K Roeth & G Roeth TTEE The Roeth Family Trust dated 1/15/16 except to the extent of his pecuniary interest therein.
- Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
- The Reporting Person transferred 29,247 shares of directly held CENTA to the Roeth Family Trust.
- The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
- Options were granted on February 9, 2016, and all shares are vested and have been exercised.