Filing Details
- Accession Number:
- 0001628280-19-007176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-23 18:24:26
- Reporting Period:
- 2019-05-21
- Accepted Time:
- 2019-05-23 18:24:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1613978 | Nathan Pieri | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-21 | 80,000 | $8.08 | 80,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-21 | 41,279 | $8.18 | 121,279 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-21 | 121,279 | $12.97 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-21 | 80,000 | $0.00 | 80,000 | $8.08 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-21 | 41,279 | $0.00 | 41,279 | $8.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-19 | 2025-02-19 | No | 4 | M | Direct |
| 53,074 | 2018-06-12 | 2027-06-12 | No | 4 | M | Direct |
Footnotes
- Exercise and sale of 80,000 vested stock options from a 2/19/15 stock option grant, at an exercise price of $8.08 per share, with the exercise price and tax liability to be satisfied by sale proceeds.
- Exercise and sale of 53,074 vested stock options from a 6/12/17 stock option grant, at an exercise price of $8.18 per share, with the exercise price and tax liability to be satisfied by sale proceeds.
Billionaire Hedge Funds
