Filing Details
- Accession Number:
- 0001127602-19-019706
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-05-23 18:11:27
- Reporting Period:
- 2019-04-01
- Accepted Time:
- 2019-05-23 18:11:27
- Original Submission Date:
- 2019-04-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
711404 | Cooper Companies Inc | COO | Ophthalmic Goods (3851) | 942657368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1356151 | S Jody Lindell | 6140 Stoneridge Mall Road Suite 590 Pleasanton CA 94588 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-04-01 | 2,263 | $296.12 | 680 | No | 4 | S | Indirect | Jody S. Lindell SEP IRA |
Common Stock | Disposition | 2019-04-01 | 680 | $296.80 | 0 | No | 4 | S | Indirect | Jody S. Lindell SEP IRA |
Common Stock | Acquisiton | 2019-04-01 | 437 | $0.00 | 12,991 | No | 4 | M | Indirect | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
Common Stock | Disposition | 2019-04-02 | 437 | $297.09 | 12,554 | No | 4 | S | Indirect | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Jody S. Lindell SEP IRA |
No | 4 | S | Indirect | Jody S. Lindell SEP IRA |
No | 4 | M | Indirect | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
No | 4 | S | Indirect | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2019-04-01 | 437 | $0.00 | 437 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 0 | Direct | |
Common Stock | 6,250 | Indirect | Jody S. Lindell Seperate Property Trust |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.4961 to $296.4761. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
- The sale price represents an average of sale prices between $296.5461 and $297.2261.
- RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- NED (prorated) RSU Grant 11/15/18: RSUs will vest and release on April 1, 2019.
- RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.