Filing Details
- Accession Number:
- 0001575602-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-23 17:32:24
- Reporting Period:
- 2019-05-21
- Accepted Time:
- 2019-05-23 17:32:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575602 | J. James Dolan | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Depositary Shares | Acquisiton | 2019-05-21 | 4,000 | $25.00 | 4,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Represents depositary shares each representing 1/40th interest in a share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock of TriState Capital Holdings, Inc., no par value. The depositary shares are expected to be issued on May 29, 2019.
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