Filing Details
- Accession Number:
- 0001055726-19-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-23 16:21:35
- Reporting Period:
- 2019-05-21
- Accepted Time:
- 2019-05-23 16:21:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1055726 | Inovio Pharmaceuticals Inc. | INO | Surgical & Medical Instruments & Apparatus (3841) | 330969592 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464549 | Joseph Jong Kim | 660 W. Germantown Pike Suite 110 Plymouth Meeting PA 19462 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-05-21 | 100,000 | $3.31 | 2,411,055 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,613,232 | Indirect | By Family Limited Partnership |
Common Stock | 33,563 | Indirect | By Daughter: EK |
Common Stock | 33,775 | Indirect | By Son: JK1 |
Common Stock | 5,975 | Indirect | By Spouse |
Common Stock | 33,533 | Indirect | By Son: JK2 |
Footnotes
- The sales reported in this Form 4 were made by a broker, without instruction by the reporting person, to satisfy a margin call by the broker, to whom these shares were pledged as collateral for a margin loan.
- These transactions were executed in multiple trades at prices ranging from $3.30 to $3.33, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.