Filing Details

Accession Number:
0001393726-19-000100
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-23 13:04:39
Reporting Period:
2019-05-21
Accepted Time:
2019-05-23 13:04:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Fire, Marine & Casualty Insurance (6331) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Inc.
299 Park Avenue, 13Th Floor
New York NY 10171
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-21 305 $6.16 7,831,256 No 4 P Direct
Common Stock Acquisiton 2019-05-21 3,817 $6.17 7,835,073 No 4 P Direct
Common Stock Acquisiton 2019-05-21 1,366 $6.18 7,836,439 No 4 P Direct
Common Stock Acquisiton 2019-05-22 10 $6.16 7,836,449 No 4 P Direct
Common Stock Acquisiton 2019-05-22 1,454 $6.17 7,837,903 No 4 P Direct
Common Stock Acquisiton 2019-05-22 4,100 $6.18 7,842,003 No 4 P Direct
Common Stock Acquisiton 2019-05-22 1,600 $6.19 7,843,603 No 4 P Direct
Common Stock Acquisiton 2019-05-22 1,700 $6.20 7,845,303 No 4 P Direct
Common Stock Acquisiton 2019-05-22 85 $6.21 7,845,388 No 4 P Direct
Common Stock Acquisiton 2019-05-22 15 $6.23 7,845,403 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 109,736 Indirect By: Corvid Peak Holdings, L.P.
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.
  2. The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.