Home > Insider Trading > Filing (0000950103-19-006698)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616533	Smart Global Holdings Inc.	SGH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1005688	M Bruce Goldberg	C/O Smart Modular Technologies, Inc. 39870 Eureka Drive Newark CA 94560	Vp, Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2019-05-20	2,381	$2.64	9,115	No	4	M	Direct
Ordinary Shares	Disposition	2019-05-20	2,381	$18.39	6,734	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Employee Stock Options (right to buy)	Disposition	2019-05-20	2,381	$0.00	2,381	$2.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-08-24	No	4	M	Direct

Footnotes

The transactions were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017 and modified on 04/07/2018 and 08/03/2018.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $18.17 to $18.62. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.
The option vested and became exercisable in full by 08/24/2013.