Filing Details
- Accession Number:
- 0001415889-19-000559
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-22 16:23:26
- Reporting Period:
- 2019-05-20
- Accepted Time:
- 2019-05-22 16:23:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1621672 | Super League Gaming Inc. | SLGG | Services-Amusement & Recreation Services (7900) | 471990734 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1704759 | Jr B Robert Stewart | C/O Super League Gaming, Inc. 2906 Colorado Ave. Santa Monica CA 90404 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-20 | 1,000 | $7.72 | 6,455 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 104,170 | Indirect | By the Robert B. Stewart, Jr. Separate Property Trust U/A/D 11/10/08 |
| Common Stock | 133,334 | Indirect | By the Robert Stewart, Jr. ROTH IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $0.30 | 2024-10-16 | 33,334 | 33,334 | Direct | |
| Common Stock | Common Stock Purchase Warrant | $10.80 | 2017-07-01 | 2022-06-15 | 1,334 | 1,334 | Direct |
| Common Stock | Common Stock Purchase Warrant | $10.80 | 2017-07-01 | 2022-06-15 | 32,000 | 32,000 | Direct |
| Common Stock | Common Stock Purchase Warrant | $9.35 | 2018-05-28 | 2023-05-28 | 10,843 | 10,843 | Direct |
| Common Stock | Common Stock Purchase Warrant | $10.80 | 2018-03-30 | 2023-03-30 | 1,852 | 1,852 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-10-16 | 33,334 | 33,334 | Direct |
| 2022-06-15 | 1,334 | 1,334 | Direct |
| 2022-06-15 | 32,000 | 32,000 | Direct |
| 2023-05-28 | 10,843 | 10,843 | Direct |
| 2023-03-30 | 1,852 | 1,852 | Indirect |
Footnotes
- Includes 11,578 shares issued to the Robert B. Stewart, Jr. Separate Property Trust U/A/D 11/10/08 (the "Stewart Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the Stewart Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019.
- Stock option vested in equal monthly installments over a 42 month period, and became fully vested on April 16, 2018.
Billionaire Hedge Funds
