Filing Details
- Accession Number:
- 0001428205-19-000164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-22 16:15:55
- Reporting Period:
- 2019-05-20
- Accepted Time:
- 2019-05-22 16:15:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428205 | Armour Residential Reit Inc. | ARR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1377714 | C Robert Hain | 3001 Ocean Drive Suite #201 Vero Beach FL 32963 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2019-05-20 | 750 | $18.27 | 1,969 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-05-21 | 1,500 | $0.00 | 3,469 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2019-05-21 | 750 | $18.16 | 2,719 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | Disposition | 2019-05-21 | 1,500 | $0.00 | 1,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,200 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 7,529 | Indirect | See Footnote. |
Footnotes
- On May 21, 2019, the reporting person elected to convert 750 shares out of 1,500 shares of vested phantom stock into 750 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,500 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017.
- Represents shares owned indirectly through HW Trust Company Limited as Trustee of The RCH Guernsey Trust. Mr. Hain is deemed to beneficially own the shares held by the HW Trust Company Limited as Trustee of The RCH Guernsey Trust and has a pecuniary interest in and investment control over the shares.
- Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.
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