Filing Details
- Accession Number:
- 0001127602-19-019417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-22 15:18:17
- Reporting Period:
- 2019-02-14
- Accepted Time:
- 2019-05-22 15:18:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174850 | Nicolet Bankshares Inc | NCBS | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1253903 | Bruce Robert Atwell | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-14 | 174 | $0.00 | 40,192 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2019-02-15 | 438 | $0.00 | 39,754 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2019-02-15 | 1,580 | $0.00 | 38,174 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2019-05-02 | 565 | $0.00 | 37,631 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2019-05-20 | 30,000 | $23.80 | 67,631 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-20 | 20,190 | $61.32 | 47,441 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-05-20 | 6,810 | $61.32 | 40,631 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-05-20 | 30,000 | $0.00 | 30,000 | $23.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,500 | 2024-10-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,565 | Indirect | By 401(k) Plan |
Footnotes
- Includes 79 shares acquired under the Employee Stock Purchase Plan.
- The stock option is currently exercisable as to 4,000 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.
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