Filing Details
- Accession Number:
- 0001023362-11-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-11 17:31:36
- Reporting Period:
- 2011-03-09
- Filing Date:
- 2011-03-11
- Accepted Time:
- 2011-03-11 17:31:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1023362 | Powerwave Technologies Inc | PWAV | Radio & Tv Broadcasting & Communications Equipment (3663) | 112723423 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398874 | Marvin John Magee | 1801 East Saint Andrew Place Santa Ana CA 92705 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-09 | 10,372 | $0.42 | 32,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-09 | 10,372 | $3.60 | 21,961 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-10 | 6,100 | $0.42 | 28,061 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-10 | 6,100 | $3.60 | 21,961 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2011-03-09 | 10,372 | $0.00 | 10,372 | $0.42 |
| Common Stock | Employee Stock Option(Right to Buy) | Acquisiton | 2011-03-10 | 6,100 | $0.00 | 6,100 | $0.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 189,628 | 2019-02-10 | No | 4 | M | Direct | |
| 183,528 | 2019-02-10 | No | 4 | M | Direct |
Footnotes
- The option vested with respect to 50,000 shares on January 30, 2010, and thereafter the option vested or will vest in 36 equal monthly installments until fully vested on January 30, 2013.
Billionaire Hedge Funds
