Filing Details

Accession Number:
0001209191-19-031768
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-21 16:47:01
Reporting Period:
2019-05-17
Accepted Time:
2019-05-21 16:47:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130310 Centerpoint Energy Inc CNP Electric Services (4911) 740694415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188744 Milton Carroll 1111 Louisiana
Houston TX 77002
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-05-17 12,000 $29.76 98,301 No 4 S Direct
Common Stock Disposition 2019-05-20 7,780 $29.62 90,521 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Total includes (i) 22,873 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 23,906 RSUs awarded under Plan and vesting in February 2021 and (iii) 23,742 RSUs awarded under Plan and vesting in February 2022. The award to vest in 2020 shall vest if Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in event of his earlier retirement, disability or death. The awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in event of his disability or death. Also, the awards to vest in 2021 and 2022 shall vest on a pro-rata basis in event of his retirement unless he satisfies conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible.