Filing Details
- Accession Number:
- 0001439288-19-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-21 16:30:22
- Reporting Period:
- 2019-05-17
- Accepted Time:
- 2019-05-21 16:30:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1439288 | Rexnord Corp | RXN | General Industrial Machinery & Equipment (3560) | 205197013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535684 | W Mark Peterson | 511 W. Freshwater Way Milwaukee WI 53204 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-17 | 5,620 | $4.80 | 52,196 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-17 | 5,620 | $28.01 | 46,576 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-05-17 | 7,284 | $8.89 | 53,860 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-17 | 7,284 | $28.01 | 46,576 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-05-17 | 6,759 | $18.74 | 53,335 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-17 | 6,759 | $28.01 | 46,576 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-05-17 | 5,620 | $0.00 | 5,620 | $4.80 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-05-17 | 7,284 | $0.00 | 7,284 | $8.89 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-05-17 | 6,759 | $0.00 | 6,759 | $18.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-07-30 | No | 4 | M | Direct | |
| 0 | 2020-07-29 | No | 4 | M | Direct | |
| 76,495 | 2021-12-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,419 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $22.03 | 2022-05-11 | 225,000 | 225,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $25.77 | 2025-05-22 | 75,574 | 75,574 | Direct | |
| Common Stock | Stock Option (right to buy) | $19.70 | 2026-05-20 | 98,284 | 98,284 | Direct | |
| Common Stock | Stock Option (right to buy) | $23.13 | 2018-05-19 | 2027-05-19 | 58,642 | 58,642 | Direct |
| Common Stock | Stock Option (right to buy) | $28.91 | 2019-05-25 | 2028-05-25 | 22,994 | 22,994 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-05-11 | 225,000 | 225,000 | Direct |
| 2025-05-22 | 75,574 | 75,574 | Direct |
| 2026-05-20 | 98,284 | 98,284 | Direct |
| 2027-05-19 | 58,642 | 58,642 | Direct |
| 2028-05-25 | 22,994 | 22,994 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $28.00 to $28.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Based on information from the trustee of the 401(k) Plan.
- Option fully vested.
- The original option vests in three annual installments beginning on the date listed above.
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