Filing Details
- Accession Number:
- 0001445305-19-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-21 16:15:32
- Reporting Period:
- 2019-05-17
- Accepted Time:
- 2019-05-21 16:15:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1445305 | Workiva Inc | WK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1013631 | M Matthew Rizai | 2900 University Boulevard Ames IA 50010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2019-05-17 | 66,585 | $53.00 | 260,011 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2019-05-17 | 533,415 | $53.00 | 41,585 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $12.40 | 2018-02-01 | 2027-01-31 | 200,204 | 200,204 | Direct |
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $14.74 | 2017-02-01 | 2026-01-31 | 168,421 | 168,421 | Direct |
Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $15.83 | 2015-08-12 | 2024-08-11 | 178,200 | 178,200 | Direct |
Class A Common Stock | Class B Common Stock | $0.00 | 1,292,058 | 1,292,058 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 32,783 | 32,783 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 201,630 | 201,630 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 885,109 | 885,109 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 489,113 | 489,113 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-01-31 | 200,204 | 200,204 | Direct |
2026-01-31 | 168,421 | 168,421 | Direct |
2024-08-11 | 178,200 | 178,200 | Direct |
1,292,058 | 1,292,058 | Indirect | |
32,783 | 32,783 | Direct | |
201,630 | 201,630 | Indirect | |
885,109 | 885,109 | Indirect | |
489,113 | 489,113 | Indirect |
Footnotes
- Grant of stock option pursuant to the 2014 Equity Incentive Plan.
- Vests in three equal annual installments commencing on the first anniversary of the grant date.
- Granted pursuant to 2009 Unit Incentive Plan.
- Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
- Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).