Filing Details

Accession Number:
0001393726-19-000098
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-21 10:09:53
Reporting Period:
2019-05-17
Accepted Time:
2019-05-21 10:09:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Fire, Marine & Casualty Insurance (6331) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Inc.
299 Park Avenue, 13Th Floor
New York NY 10171
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-17 643 $6.11 7,827,225 No 4 P Direct
Common Stock Acquisiton 2019-05-17 1,027 $6.13 7,828,252 No 4 P Direct
Common Stock Acquisiton 2019-05-17 1,500 $6.14 7,829,752 No 4 P Direct
Common Stock Acquisiton 2019-05-17 56 $6.16 7,829,808 No 4 P Direct
Common Stock Acquisiton 2019-05-17 31 $6.17 7,829,839 No 4 P Direct
Common Stock Acquisiton 2019-05-20 412 $6.14 7,830,251 No 4 P Direct
Common Stock Acquisiton 2019-05-20 551 $6.16 7,830,802 No 4 P Direct
Common Stock Acquisiton 2019-05-20 149 $6.17 7,830,951 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 109,736 Indirect By: Corvid Peak Holdings, L.P.
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.
  2. The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.