Filing Details
- Accession Number:
- 0001393726-19-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-21 10:09:53
- Reporting Period:
- 2019-05-17
- Accepted Time:
- 2019-05-21 10:09:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Inc. | TIPT | Fire, Marine & Casualty Insurance (6331) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tiptree Inc. 299 Park Avenue, 13Th Floor New York NY 10171 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-17 | 643 | $6.11 | 7,827,225 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-17 | 1,027 | $6.13 | 7,828,252 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-17 | 1,500 | $6.14 | 7,829,752 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-17 | 56 | $6.16 | 7,829,808 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-17 | 31 | $6.17 | 7,829,839 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-20 | 412 | $6.14 | 7,830,251 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-20 | 551 | $6.16 | 7,830,802 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-20 | 149 | $6.17 | 7,830,951 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 109,736 | Indirect | By: Corvid Peak Holdings, L.P. |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
- The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.