Filing Details
- Accession Number:
- 0001035443-19-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-20 20:59:26
- Reporting Period:
- 2019-05-16
- Accepted Time:
- 2019-05-20 20:59:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1697532 | Applied Therapeutics Inc. | APLT | Real Estate Investment Trusts (6798) | MD |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1035443 | Alexandria Real Estate Equities Inc | 385 East Colorado Blvd., Suite 299 Pasadena CA 91101 | No | No | Yes | No | |
1722024 | Alexandria Venture Investments, Llc | 385 East Colorado Blvd., Suite 299 Pasadena CA 91101 | No | No | Yes | No | |
1776437 | Alexandria Equities No. 7, Llc | 385 E. Colorado Blvd., Suite 299 Pasadena CA 91101 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-16 | 2,415,576 | $0.00 | 2,415,576 | No | 4 | C | Indirect | By subsidiary |
Common Stock | Acquisiton | 2019-05-16 | 975,000 | $10.00 | 975,000 | No | 4 | P | Indirect | By subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By subsidiary |
No | 4 | P | Indirect | By subsidiary |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2019-05-16 | 800,716 | $0.00 | 800,716 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-05-16 | 1,614,860 | $0.00 | 1,614,860 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Issuer's common stock, without payment of additional consideration, on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering on May 16, 2019.
- These shares are held directly by Alexandria Venture Investments, LLC ("AVI"), a wholly owned subsidiary of Alexandria Real Estate Equities, Inc. ("ARE"). Of these shares, 1,243,977 shares are held by AVI as nominee for Alexandria Equities No. 7, LLC ("AE7"), another wholly owned subsidiary of Alexandria Real Estate Equities, Inc. AVI disclaims beneficial ownership of the shares held as nominee for AE7.
- These shares are held directly by AE7. Does not include 1,243,977 shares held directly by AVI as nominee for AE7, as described in footnote (2), which shares may be deemed to be beneficially owned by AE7.
- Not applicable