Home > Insider Trading > Filing (0001209191-19-031501)

Filing Details

Accession Number:: 0001209191-19-031501
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-05-20 17:55:59
Reporting Period:: 2019-05-16

Accepted Time:: 2019-05-20 17:55:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1056903	American States Water Co	AWR	Water Supply (4941)	954676679

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1297166	J Robert Sprowls	630 E Foothill Blvd. San Dimas CA 91773	President & Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Acquisiton	2019-05-16	675	$16.68	119,170	No	4	M	Direct
Common Shares	Disposition	2019-05-16	100	$73.06	119,070	No	4	S	Direct
Common Shares	Disposition	2019-05-16	75	$73.04	118,995	No	4	S	Direct
Common Shares	Disposition	2019-05-16	100	$73.02	118,895	No	4	S	Direct
Common Shares	Disposition	2019-05-16	400	$73.00	118,495	No	4	S	Direct
Common Shares	Acquisiton	2019-05-17	3,538	$16.68	122,033	No	4	M	Direct
Common Shares	Disposition	2019-05-17	100	$73.06	121,933	No	4	S	Direct
Common Shares	Disposition	2019-05-17	100	$73.11	121,833	No	4	S	Direct
Common Shares	Disposition	2019-05-17	100	$73.04	121,733	No	4	S	Direct
Common Shares	Disposition	2019-05-17	200	$73.00	121,533	No	4	S	Direct
Common Shares	Disposition	2019-05-17	200	$73.03	121,333	No	4	S	Direct
Common Shares	Disposition	2019-05-17	300	$73.01	121,033	No	4	S	Direct
Common Shares	Disposition	2019-05-17	500	$73.02	120,533	No	4	S	Direct
Common Shares	Disposition	2019-05-17	200	$73.05	120,333	No	4	S	Direct
Common Shares	Disposition	2019-05-17	100	$73.15	120,333	No	4	S	Direct
Common Shares	Disposition	2019-05-17	200	$73.17	120,033	No	4	S	Direct
Common Shares	Disposition	2019-05-17	100	$73.19	119,933	No	4	S	Direct
Common Shares	Disposition	2019-05-17	200	$73.20	119,733	No	4	S	Direct
Common Shares	Disposition	2019-05-17	200	$73.22	119,533	No	4	S	Direct
Common Shares	Disposition	2019-05-17	100	$73.29	119,433	No	4	S	Direct
Common Shares	Disposition	2019-05-17	273	$73.30	119,160	No	4	S	Direct
Common Shares	Disposition	2019-05-17	86	$73.27	119,074	No	4	S	Direct
Common Shares	Disposition	2019-05-17	110	$73.26	118,964	No	4	S	Direct
Common Shares	Disposition	2019-05-17	200	$73.34	118,764	No	4	S	Direct
Common Shares	Disposition	2019-05-17	100	$73.31	118,664	No	4	S	Direct
Common Shares	Disposition	2019-05-17	169	$73.32	118,495	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Options (Right to Buy)	Acquisiton	2019-05-16	675	$0.00	675	$16.68
Common Shares	Employee Stock Options (Right to Buy)	Acquisiton	2019-05-17	3,538	$0.00	3,538	$16.68

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-01-31	2020-01-31	No	4	M	Direct
0	2011-01-31	2020-01-31	No	4	M	Direct