Filing Details
- Accession Number:
- 0000350894-19-000027
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-05-20 16:35:28
- Reporting Period:
- 2019-03-19
- Accepted Time:
- 2019-05-20 16:35:28
- Original Submission Date:
- 2019-03-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1665243 | Paul Klauder | Sei Investments Company One Freedom Valley Drive Oaks PA 19456 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy) | Acquisiton | 2019-03-19 | 5,000 | $23.86 | 25,409 | No | 4 | M | Direct | |
| Stock Option (Right To Buy) | Acquisiton | 2019-03-19 | 2,500 | $23.86 | 27,909 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-19 | 5,000 | $52.89 | 22,909 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-19 | 2,500 | $52.89 | 20,409 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Stock Option | STOCK OPTION (RIGHT TO BUY) | Acquisiton | 2019-03-19 | 5,000 | $23.86 | 5,000 | $23.86 |
| Stock Option | STOCK OPTION (RIGHT TO BUY) | Acquisiton | 2019-03-19 | 2,500 | $23.86 | 2,500 | $23.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,750 | 2014-02-28 | 2020-12-14 | No | 4 | M | Direct |
| 11,250 | 2017-12-31 | 2020-12-14 | No | 4 | M | Direct |
Footnotes
- Reflects the acquisition by the reporting person under the issuer's Employee Stock Purchase Plan (the "ESPP") of an aggregate of 526 shares, which acquisitions have not been previously reported and were exempt from Section 16 of Securities and Exchange Act of 1934, as amended, pursuant to rules 16b-3(c) and 16a-3(f)(1)(I)(B) thereunder.
- All shares are held under the ESPP and the issuer's SEI Capital Accumulation Plan (401(k).
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