Filing Details
- Accession Number:
- 0001593968-19-001146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-20 15:24:50
- Reporting Period:
- 2019-05-17
- Accepted Time:
- 2019-05-20 15:24:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1615165 | Veritone Inc. | VERI | Services-Computer Processing & Data Preparation (7374) | 471161641 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1705446 | Ryan Steelberg | C/O Veritone, Inc. 575 Anton Boulevard Costa Mesa CA 92626 | President | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-17 | 30,376 | $8.20 | 30,376 | No | 4 | P | Indirect | By Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Living Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,355,387 | Indirect | By Newport Coast Investments, LLC |
Common Stock | 589,968 | Indirect | By NCI Investments, LLC |
Common Stock | 215,921 | Indirect | By Steel Veritone Fund I, LLC |
Common Stock | 30,671 | Direct |
Footnotes
- Shares are held by reporting person as trustee of a living trust.
- Shares are held by Newport Coast Investments, LLC. The grantor trust of reporting person (of which reporting person is a trustee) is a managing member of Newport Coast Investments, LLC and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Shares are held by NCI Investments, LLC ("NCI"). The grantor trust of reporting person owns 50% of the membership interests in NCI and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Shares are held by Steel Veritone Fund I, LLC ("SVF"). The grantor trust of reporting person owns 50% of the membership interests in SVF and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.