Filing Details
- Accession Number:
- 0000899243-19-014050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 19:00:31
- Reporting Period:
- 2019-05-15
- Accepted Time:
- 2019-05-17 19:00:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1351288 | Gw Pharmaceuticals Plc | GWPH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1754163 | J. Christopher Tovey | Sovereign House, Vision Park, Histon Cambridge X0 CB24 9BZ | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2019-05-15 | 1,200 | $3.29 | 3,703 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2019-05-15 | 1,200 | $15.01 | 2,503 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Options | Disposition | 2019-05-15 | 1,200 | $0.00 | 1,200 | $3.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
64,800 | 2019-02-15 | 2026-02-15 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options. Following the exercise, these shares were converted into American Depositary Shares ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.
- Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.28 U.S. Dollars as of May 15, 2019.
- Represented by ADSs. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.
- The exercise price reported is price per ordinary share converted from price per ADS.
- The balance has been reduced to adjust for an overstatement of 1,000 shares in the reporting person's form 4 filed on May 9, 2019.