Filing Details

Accession Number:
0001683168-19-001625
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-17 18:14:49
Reporting Period:
2019-05-15
Accepted Time:
2019-05-17 18:14:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495932 Exp World Holdings Inc. EXPI Real Estate Agents & Managers (For Others) (6531) 980681092
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1750469 Scott Petronis 2219 Rimland Drive, Suite 301
Bellingham WA 98226
Chf Product And Tech Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-15 3,100 $3.55 9,350 No 4 M Direct
Common Stock Disposition 2019-05-15 9,350 $10.87 0 No 4 S Direct
Common Stock Acquisiton 2019-05-16 42,018 $3.55 42,018 No 4 M Direct
Common Stock Disposition 2019-05-16 42,018 $11.12 0 No 4 S Direct
Common Stock Acquisiton 2019-05-17 40,507 $3.55 40,507 No 4 M Direct
Common Stock Disposition 2019-05-17 40,507 $11.06 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-05-15 3,100 $0.00 3,100 $3.55
Common Stock Stock Option (Right to Buy) Disposition 2019-05-16 42,018 $0.00 42,018 $3.55
Common Stock Stock Option (Right to Buy) Disposition 2019-05-17 40,507 $0.00 40,507 $3.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
211,900 2027-04-17 No 4 M Direct
169,882 2027-04-17 No 4 M Direct
129,375 2027-04-17 No 4 M Direct
Footnotes
  1. 3,100 shares included in the sale reported in this line were sold pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $10.98, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
  3. The sale reported in this line was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $11.40, inclusive. The reporting person undertakes to provide to the Issuer any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.87 to $11.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.
  6. The Stock Options shares vest ratably over a four year period in 16 quarterly installments, with the final vesting date on April 17, 2021.