Filing Details

Accession Number:
0001595974-19-000082
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-17 18:01:11
Reporting Period:
2019-05-15
Accepted Time:
2019-05-17 18:01:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595974 Rubicon Project Inc. RUBI Services-Computer Programming, Data Processing, Etc. (7370) 208881738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1603807 Frank Addante C/O The Rubicon Project, Inc.
12181 Bluff Creek Drive, 4Th Floor
Los Angeles CA 90094
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-05-15 12,500 $6.41 1,270,366 No 4 S Direct
Common Stock Acquisiton 2019-05-15 19,562 $0.00 1,289,928 No 4 A Direct
Common Stock Disposition 2019-05-16 2,809 $6.18 1,287,119 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,250 Indirect By spouse
Footnotes
  1. Sale effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.32 to $6.48, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) and (6) this Form 4.
  3. Represents restricted stock units that vest in full on the earliest of (i) May 15, 2020, (ii) the date of the 2020 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.
  4. Granted as compensation for services.
  5. Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.27, inclusive.