Filing Details
- Accession Number:
- 0001595974-19-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 18:01:11
- Reporting Period:
- 2019-05-15
- Accepted Time:
- 2019-05-17 18:01:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1595974 | Rubicon Project Inc. | RUBI | Services-Computer Programming, Data Processing, Etc. (7370) | 208881738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1603807 | Frank Addante | C/O The Rubicon Project, Inc. 12181 Bluff Creek Drive, 4Th Floor Los Angeles CA 90094 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-05-15 | 12,500 | $6.41 | 1,270,366 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-05-15 | 19,562 | $0.00 | 1,289,928 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-05-16 | 2,809 | $6.18 | 1,287,119 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,250 | Indirect | By spouse |
Footnotes
- Sale effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.32 to $6.48, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) and (6) this Form 4.
- Represents restricted stock units that vest in full on the earliest of (i) May 15, 2020, (ii) the date of the 2020 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.
- Granted as compensation for services.
- Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.27, inclusive.