Filing Details

Accession Number:
0001562180-19-002975
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-17 17:18:46
Reporting Period:
2019-05-15
Accepted Time:
2019-05-17 17:18:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1467623 Dropbox Inc. DBX Services-Prepackaged Software (7372) 260138832
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1734440 Timothy Regan 333 Brannan Street
San Francisco CA 94107
Chief Accounting Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-05-15 4,088 $0.00 117,973 No 4 C Direct
Class A Common Stock Disposition 2019-05-15 2,150 $22.19 115,823 No 4 F Direct
Class A Common Stock Disposition 2019-05-15 2,000 $21.89 113,823 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2019-05-15 4,088 $0.00 4,088 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-05-15 2,162 $22.19 2,162 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,662 No 4 C Direct
37,500 No 4 F Direct
Footnotes
  1. 4,088 shares of Class B Common Stock were converted into 4,088 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
  2. Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.
  3. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.
  4. These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
  5. These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through November 15, 2020. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer.
  6. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.