Filing Details

Accession Number:
0001567619-19-011563
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-17 17:08:08
Reporting Period:
2019-05-16
Accepted Time:
2019-05-17 17:08:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
10456 Baxter International Inc BAX Surgical & Medical Instruments & Apparatus (3841) 360781620
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1040273 Third Point Llc 390 Park Avenue
New York NY 10022
Yes No No Yes
1300345 S Daniel Loeb C/O Third Point Llc
390 Park Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $1.00 Per Share ("Common Stock") Disposition 2019-05-16 5,000,000 $76.37 23,008,125 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. Includes (1) 6,290 stock options granted to Munib Islam which became exercisable on the date of the Issuer's 2016 annual meeting of stockholders at an exercise price of $32.85 and (2) 44.8167 shares accumulated from stock dividends on restricted stock units previously awarded to Mr. Islam.
  2. Except as otherwise noted herein, the securities disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-l under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all securities, except to the extent of any indirect pecuniary interest therein.