Filing Details
- Accession Number:
- 0001209191-19-031009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 16:58:41
- Reporting Period:
- 2019-05-15
- Accepted Time:
- 2019-05-17 16:58:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517228 | Commscope Holding Company Inc. | COMM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196634 | M Frank Drendel | C/O Commscope Holding Company, Inc., 1100 Commscope Place, Se Hickory NC 28602 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-15 | 80,800 | $8.55 | 2,400,687 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-05-15 | 80,800 | $18.35 | 2,319,887 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-05-15 | 80,800 | $0.00 | 80,800 | $8.55 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2019-05-15 | 153,750 | $0.00 | 153,750 | $18.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
330,011 | 2011-01-14 | 2020-01-20 | No | 4 | M | Direct |
153,750 | 2020-03-01 | 2029-05-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,350 | Indirect | By GRAT |
Common Stock | 28,350 | Indirect | By GRAT |
Common Stock | 28,350 | Indirect | By GRAT |
Common Stock | 15,750 | Indirect | By Family Trust |
Common Stock | 117,580 | Indirect | By Marital Trust |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.
- As previously reported, includes (a) 3,278 restricted sock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020, each subject to the reporting person's continued employment with the issuer.
- The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $18.13 to $18.54. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- Represents options that will vest equally on 03/01/2020, 03/01/2021, 03/01/2022, 03/01/2023 and 03/01/2024, subject of the terms of the award agreement and the reporting person's continued service with the issuer.