Filing Details
- Accession Number:
- 0001683168-19-001617
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 16:30:12
- Reporting Period:
- 2019-05-15
- Accepted Time:
- 2019-05-17 16:30:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1114925 | Lantronix Inc | LTRX | Computer Communications Equipment (3576) | 330362767 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244088 | F Paul Folino | C/O Lantronix, Inc. 7535 Irvine Center Drive, Suite 100 Irvine CA 92618 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-15 | 2,115 | $1.95 | 68,083 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-15 | 2,115 | $3.45 | 65,968 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-05-16 | 7,780 | $1.95 | 73,748 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-16 | 25,000 | $1.59 | 98,748 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-16 | 32,780 | $3.40 | 65,968 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2019-05-15 | 2,115 | $0.00 | 2,115 | $1.95 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2019-05-16 | 7,780 | $0.00 | 7,780 | $1.95 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2019-05-16 | 25,000 | $0.00 | 25,000 | $1.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,780 | 2013-06-07 | 2019-06-07 | No | 4 | M | Direct |
| 0 | 2013-06-07 | 2019-06-07 | No | 4 | M | Direct |
| 0 | 2013-11-12 | 2019-11-12 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock acquired via exercise of Stock Options granted on June 7, 2012 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").
- Represents shares of common stock acquired via exercise of Stock Options granted on November 12, 2012 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").
- This transaction was executed in multiple trades at prices ranging from $3.43 to $3.47. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $3.36 to $3.44. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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