Filing Details
- Accession Number:
- 0001492627-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-11 16:23:08
- Reporting Period:
- 2011-03-10
- Filing Date:
- 2011-03-11
- Accepted Time:
- 2011-03-11 16:23:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1486957 | Babcock & Wilcox Co | BWC | Engines & Turbines (3510) | 800558025 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492627 | S David Black | 13024 Ballantyne Corporate Place Suite 700 Charlotte NC 28277 | Vice President And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-10 | 6,012 | $10.58 | 28,914 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-10 | 6,012 | $0.00 | 22,902 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-10 | 3,271 | $24.55 | 26,173 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-10 | 3,271 | $0.00 | 22,902 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-10 | 7,500 | $0.00 | 15,402 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2011-03-10 | 6,012 | $0.00 | 6,012 | $10.58 |
| Common Stock | Stock Options (right to buy) | Disposition | 2011-03-10 | 3,271 | $0.00 | 3,271 | $24.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,011 | 2016-03-05 | No | 4 | M | Direct | |
| 6,544 | 2017-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,635 | Indirect | 401k Plan |
Footnotes
- 6,012 shares sold on March 10, 2011 as follows: 400@$34.9500; 200@$34.9650; 100@$34.9900; 400@$35.0000; 500@$35.0020; 500@$35.0100; 1,231@35.0200; 200@$35.0250; 200@$35.0275; 800@$35.0300; 300@$35.0417; 200@$35.0850; 100@$35.1000; 691@$35.1100; 100@$35.1150; 90@$35.1200.
- 3271 shares sold on March 10, 2011 as follows: 300@$34.9300; 600@$35.0000; 400@$35.0138; 200@$35.0200; 100@$35.0300; 200@$35.0450; 352@$35.0728; 100@$35.0800; 100@$35.1000; 109@$35.1100; 400@$35.1175; 310@$35.1200; 100@$35.1300.
- 7,500 shares sold on March 10, 2011 as follows: 400@$34.94; 200@$34.95; 300@$34.98; 100@$34.9875; 200@$34.9888; 1,000@$35.00; 500@$35.002; 1,187@$35.01; 315@$35.0132; 200@$35.02; 400@$35.0275; 300@$35.03; 158@$35.0373; 400@$35.04; 300@$35.0417; 242@$35.0645; 100@$35.07; 398@$35.0701; 100@$35.08; 300@$35.09; 100@$35.10; 200@$35.12; 100@$35.13.
- Based on number of units held in the BWC Thrift Plan and the fair market value of BWC common stock as of March 10, 2011.
- Stock options vest in two equal annual installments beginning March 5, 2011.
- Stock options vest in three equal annual installments beginning March 4, 2011.
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