Filing Details
- Accession Number:
- 0001562180-19-002966
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 16:16:30
- Reporting Period:
- 2019-05-15
- Accepted Time:
- 2019-05-17 16:16:30
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205945 | C Scott Morrison | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | Sr. V.p. And C.f.o. | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-15 | 6,480 | $12.61 | 441,271 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-15 | 3,583 | $62.51 | 437,688 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-05-15 | 2,720 | $12.61 | 440,408 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-15 | 549 | $62.51 | 439,859 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-05-16 | 2,897 | $63.06 | 436,962 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights (sars) | Disposition | 2019-05-15 | 6,480 | $0.00 | 6,480 | $12.61 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-05-15 | 2,720 | $0.00 | 2,720 | $12.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,440 | 2011-01-27 | 2020-01-27 | No | 4 | M | Direct |
| 8,160 | 2011-01-27 | 2020-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,307 | Indirect | 401(k) Plan |
| Common Stock | 100 | Indirect | By Son |
Footnotes
- Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
- Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
- Exercise of Incentive Stock Options (ISOs).
- This transaction was executed in multiple trades at prices ranging from $63.03 to $63.0875. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 15, 2019 10b5-1 Plan.
- Exercise of Incentive Stock Options (ISOs) pursuant to reporting person's February 15, 2019 10b5-1 Plan.
Billionaire Hedge Funds
