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Filing Details

Accession Number:: 0000899243-19-013987
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-05-17 16:06:34
Reporting Period:: 2018-02-12

Accepted Time:: 2019-05-17 16:06:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1334325	Coda Octopus Group Inc.	CODA	Search, Detection, Navagation, Guidance, Aeronautical Sys (3812)	342008348

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1777029	Drs. Fentener Fh Vlissingen Van	Albert Hahnplantsoen 23 Amsterdam P7 1077BM		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-02-12	2,777	$4.61	1,030,903	No	4	P	Indirect	Through Forest Manor N.V.
Common Stock	Acquisiton	2018-02-13	45,600	$4.65	1,076,503	No	4	P	Indirect	Through Forest Manor N.V.
Common Stock	Acquisiton	2018-03-26	7,324	$3.35	1,083,827	No	4	P	Indirect	Through Forest Manor N.V.
Common Stock	Acquisiton	2018-03-27	167,180	$3.35	1,251,007	No	4	P	Indirect	Through Forest Manor N.V.
Common Stock	Acquisiton	2018-11-08	23,965	$4.40	1,274,972	No	4	P	Indirect	See Footnote
Common Stock	Disposition	2019-03-21	17,162	$11.35	1,257,810	No	4	S	Indirect	Through Sandy Hills BV
Common Stock	Disposition	2019-03-21	5,197	$11.45	1,252,613	No	4	S	Indirect	Through Sandy Hills BV
Common Stock	Disposition	2019-03-22	3,244	$11.00	1,249,369	No	4	S	Indirect	Through Sandy Hills BV
Common Stock	Disposition	2019-03-25	2,002	$11.00	1,247,367	No	4	S	Indirect	Through Sandy Hills BV
Common Stock	Disposition	2019-03-26	8,534	$10.80	1,238,833	No	4	S	Indirect	Through Sandy Hills BV
Common Stock	Disposition	2019-03-26	2,229	$10.75	1,236,604	No	4	S	Indirect	Through Sandy Hills BV
Common Stock	Disposition	2019-03-27	1,902	$10.51	1,234,702	No	4	S	Indirect	Through Sandy Hills BV
Common Stock	Disposition	2019-03-28	5,200	$10.11	1,229,502	No	4	S	Indirect	Through Sandy Hills BV
Common Stock	Disposition	2019-04-01	17,830	$10.09	1,211,672	No	4	S	Indirect	Through Sandy Hills BV
Common Stock	Disposition	2019-04-02	20,770	$10.19	1,190,902	No	4	S	Indirect	Through Sandy Hills BV
Common Stock	Disposition	2019-04-03	890	$10.30	1,190,012	No	4	S	Indirect	Through Sandy Hills BV

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Through Forest Manor N.V.
No	4	P	Indirect	Through Forest Manor N.V.
No	4	P	Indirect	Through Forest Manor N.V.
No	4	P	Indirect	Through Forest Manor N.V.
No	4	P	Indirect	See Footnote
No	4	S	Indirect	Through Sandy Hills BV
No	4	S	Indirect	Through Sandy Hills BV
No	4	S	Indirect	Through Sandy Hills BV
No	4	S	Indirect	Through Sandy Hills BV
No	4	S	Indirect	Through Sandy Hills BV
No	4	S	Indirect	Through Sandy Hills BV
No	4	S	Indirect	Through Sandy Hills BV
No	4	S	Indirect	Through Sandy Hills BV
No	4	S	Indirect	Through Sandy Hills BV
No	4	S	Indirect	Through Sandy Hills BV
No	4	S	Indirect	Through Sandy Hills BV

Footnotes

Of the 1,274,972 shares owned by the reporting person, 23,965 are held indirectly through Sandy Hills BV and 1,251,007 are held indirectly through Forest Manor N.V.
On December 12, 2018, the shares held by Forest Manor N.V. were transferred to Sandy Hills BV in a transaction exempt under Rule 16a-13.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.20, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (3).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.30, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (4).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.40, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (5).