Filing Details
- Accession Number:
- 0001410636-19-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 15:20:52
- Reporting Period:
- 2019-05-16
- Accepted Time:
- 2019-05-17 15:20:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1628956 | A Michael Sgro | 1 Water Street Camden NJ 08102-1658 | Evp,General Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-16 | 1,931 | $52.75 | 16,783 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-05-16 | 1,931 | $110.93 | 14,852 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-05-16 | 4,749 | $65.15 | 19,601 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-05-16 | 4,749 | $110.93 | 14,852 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-16 | 1,931 | $0.00 | 1,931 | $52.75 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-16 | 4,749 | $0.00 | 4,749 | $65.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-12-31 | No | 4 | M | Direct | |
0 | 2022-12-31 | No | 4 | M | Direct |
Footnotes
- Includes 49 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.90 to $110.98, inclusive. The report person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- The option award granted on February 17, 2015, representing a right to purchase 10,870 shares, vested in three equal installments on January 1, 2016, 2017 and 2018.
- A prior exercise of 8,939 shares underlying this option was previously reported.
- The option award granted on February 16, 2016, representing a right to purchase 11,836 shares, vested in three equal installments on January 1, 2017, 2018 and 2019.
- A prior exercise of 7,087 shares underlying this option was previously reported.