Filing Details

Accession Number:
0001410636-19-000107
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-17 15:14:25
Reporting Period:
2019-05-16
Accepted Time:
2019-05-17 15:14:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1699352 M Melanie Kennedy 1 Water Street
Camden NJ 08102-1658
Svp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-16 1,776 $39.45 8,199 No 4 M Direct
Common Stock Disposition 2019-05-16 1,776 $109.80 6,423 No 4 S Direct
Common Stock Acquisiton 2019-05-16 2,053 $44.06 8,476 No 4 M Direct
Common Stock Disposition 2019-05-16 2,053 $109.80 6,423 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-05-16 1,776 $0.00 1,776 $39.45
Common Stock Employee Stock Option (right to buy) Disposition 2019-05-16 2,053 $0.00 2,053 $44.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-12-31 No 4 M Direct
0 2020-12-31 No 4 M Direct
Footnotes
  1. Includes 19 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.
  2. This option award granted on February 21, 2013, representing a right to purchase 1,776 shares, vested in three equal installments on January 1, 2014, 2015 and 2016.
  3. This option award granted on February 20, 2014, representing a right to purchase 2,053 shares, vested in three equal installments on January 1, 2015, 2016 and 2017.