Filing Details
- Accession Number:
- 0000870385-19-000031
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 15:09:05
- Reporting Period:
- 2019-05-06
- Accepted Time:
- 2019-05-17 15:09:05
- Original Submission Date:
- 2019-05-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
870385 | Carolina Financial Corp | CARO | State Commercial Banks (6022) | 571039673 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1600293 | L. David Morrow | 288 Meeting St Charleston SC 29401 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-05-06 | 2,000 | $38.12 | 128,792 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-05-07 | 2,000 | $37.57 | 126,792 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-05-08 | 2,000 | $37.26 | 124,792 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This report is being amended to add the following footnotes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.025 to $38.24 per share. The reporting person undertakes to provide to Carolina Financial Corporation, any stockholder of Carolina Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth herein and in Note 2 and Note 3 to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.36 to $37.72 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $37.1375 to $37.50 per share.