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Home > Insider Trading > Filing (0000704051-19-000053)

Filing Details

Accession Number:: 0000704051-19-000053
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-05-17 13:43:24
Reporting Period:: 2019-05-15

Accepted Time:: 2019-05-17 13:43:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
704051	Legg Mason Inc.	LM	Investment Advice (6282)	521200960

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1510019	Peter Nachtwey	Legg Mason, Inc. 100 International Drive Baltimore MD 21202	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-05-15	21,255	$0.00	167,691	No	4	A	Direct
Common Stock	Disposition	2019-05-16	9,520	$33.99	158,171	No	4	M	Direct
Common Stock	Disposition	2019-05-16	9,193	$36.13	148,978	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to buy)	Acquisiton	2019-05-16	9,520	$0.00	9,520	$33.99

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-05-17	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected for purpose of covering exercise cost, taxes, commissions and fees upon exercise of options pursuant to a Rule 10b5-1 trading plan adopted by the person on October 30, 2018.
Employee stock options vest serially over 5 years commencing on May 31, 2011.