Filing Details
- Accession Number:
- 0001393726-19-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 11:58:34
- Reporting Period:
- 2019-05-15
- Accepted Time:
- 2019-05-17 11:58:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Inc. | TIPT | Fire, Marine & Casualty Insurance (6331) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Inc. 299 Park Avenue, 13Th Floor New York NY 10171 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-15 | 187 | $5.92 | 7,819,639 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-15 | 838 | $5.97 | 7,820,477 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-15 | 1,000 | $6.00 | 7,821,477 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-15 | 300 | $6.01 | 7,821,777 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-15 | 182 | $6.09 | 7,821,959 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-15 | 20 | $6.10 | 7,821,979 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-15 | 956 | $6.12 | 7,822,935 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-15 | 80 | $6.13 | 7,823,015 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-16 | 1,307 | $6.23 | 7,824,322 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-16 | 100 | $6.25 | 7,824,422 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-16 | 700 | $6.26 | 7,825,122 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-16 | 1,270 | $6.27 | 7,826,392 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-16 | 31 | $6.28 | 7,826,423 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-16 | 159 | $6.29 | 7,826,582 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 109,736 | Indirect | By: Corvid Peak Holdings, L.P. |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
- The reporting person is a principal of Corvid Peak Holdings, L.P. (f/k/a Tricadia Holdings, L.P.) ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
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