Filing Details
- Accession Number:
- 0001209191-19-030714
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 11:11:42
- Reporting Period:
- 2019-05-17
- Accepted Time:
- 2019-05-17 11:11:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1609065 | Pathfinder Bancorp Inc. | PBHC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1214095 | W Thomas Schneider | 214 West First Street Oswego NY 13126 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-15 | 8,528 | $14.98 | 29,601 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-16 | 1,472 | $15.25 | 31,073 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,841 | Indirect | By ESOP |
Common Stock | 23,262 | Indirect | By 401(K) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $11.35 | 2017-05-06 | 2026-05-06 | 26,361 | 26,361 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-05-06 | 26,361 | 26,361 | Direct |
Footnotes
- This transaction was executed in thirteen trades at prices ranging from $14.65 to 15.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in two trades at prices ranging from $15.00 to $15.25. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.