Filing Details
- Accession Number:
- 0001474506-19-000105
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 09:21:23
- Reporting Period:
- 2019-05-02
- Accepted Time:
- 2019-05-17 09:21:23
- Original Submission Date:
- 2019-05-13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1611277 | Helix Tcs Inc. | HLIX | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598897 | Iii E. Paul Hodges | 2301 West Big Beaver Rd Suite 525 Troy MI 48084 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-05-02 | 2,000 | $2.19 | 973,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-05-06 | 4,000 | $2.08 | 969,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-05-08 | 2,000 | $1.91 | 967,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan dated April 20, 2019, executed by the Reporting Person.
- Issuer compensated the Reporting Person with 15,000 shares of common stock as an inducement to enter into an amendment to that certain Unsecured Convertible Promissory Note dated March 11, 2016, extending the maturity date of the note, and all provisions related to the conversion of the note into equity securities were terminated as part of the amendment.