Filing Details
- Accession Number:
- 0001562180-19-002919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 09:11:54
- Reporting Period:
- 2019-05-15
- Accepted Time:
- 2019-05-17 09:11:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1464333 | Stephen Rooney | C/O Unity Bank, 64 Old Highway 22 Clinton NJ 08809 | Chief Lending Officer/1St Svp | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-15 | 200 | $9.63 | 6,229 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-15 | 200 | $21.50 | 6,029 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-05-15 | 200 | $0.00 | 200 | $9.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,300 | 2025-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 3,388 | Direct |
Footnotes
- 6,029 shares are held in an account at Shareworks.
- 3,388 shares are held in an account at Computershare, which have upcoming vesting dates.
- Vests 1,834 share(s) on 16-Dec-2016, 1,833 share(s) on 16-Dec-2017, 1,833 share(s) on 16-Dec-2018
- 20,300 stock options were granted under various dates and vesting periods of which 8,633 are currently exercisable.
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