Filing Details
- Accession Number:
- 0001209191-19-030669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-17 07:32:11
- Reporting Period:
- 2019-05-16
- Accepted Time:
- 2019-05-17 07:32:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029730 | Ladenburg Thalmann Financial Services Inc. | LTS | Security Brokers, Dealers & Flotation Companies (6211) | 650701248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1766109 | Michael Liebowitz | 4400 Biscayne Boulevard Suite 818 Miami FL 33137 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-16 | 25,000 | $3.27 | 25,000 | No | 4 | P | Indirect | MSL18 Holdings LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | MSL18 Holdings LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 216,498 | Direct |
Footnotes
- The reporting person is the managing member of MSL18 Holdings LLC.
Billionaire Hedge Funds
