Filing Details
- Accession Number:
- 0001628280-19-006932
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-16 20:33:47
- Reporting Period:
- 2019-05-13
- Accepted Time:
- 2019-05-16 20:33:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602682 | E Thomas Conway | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-13 | 4,843 | $0.00 | 63,177 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-14 | 26,720 | $2.31 | 89,897 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-14 | 36,740 | $5.57 | 126,637 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-14 | 78,750 | $8.08 | 205,387 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-14 | 41,279 | $8.18 | 246,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-14 | 246,666 | $12.95 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-05-13 | 4,843 | $0.00 | 4,843 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-14 | 26,720 | $0.00 | 26,720 | $2.31 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-14 | 36,740 | $0.00 | 36,740 | $5.57 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-14 | 78,750 | $0.00 | 78,750 | $8.08 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-14 | 41,279 | $0.00 | 41,279 | $8.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,528 | No | 4 | M | Direct | ||
| 0 | 2012-09-30 | 2021-09-30 | No | 4 | M | Direct |
| 0 | 2014-06-25 | 2023-06-25 | No | 4 | M | Direct |
| 0 | 2016-02-19 | 2025-02-19 | No | 4 | M | Direct |
| 0 | 2018-06-12 | 2027-06-12 | No | 4 | M | Direct |
Footnotes
- On February 10, 2016, the reporting person was granted 77,487 RSUs, of which 1/16th vested on May 13, 2019. The remaining unvested RSUs will continue to vest as to 1/16th of the original number of shares subject to the RSUs on each succeeding quarter until fully vested on February 10, 2020.
- Exercise and sale of 26,720 stock options from a 9/30/11 stock option grant, at an exercise price of $2.31 per share, with the exercise price and tax liability to be satisfied by sale proceeds.
- Exercise and sale of 36,740 stock options from a 6/25/13 stock option grant, at an exercise price of $5.57 per share, with the exercise price and tax liability to be satisfied by sale proceeds.
- Exercise and sale of 78,750 stock options from a 2/19/15 stock option grant, at an exercise price of $8.08 per share, with the exercise price and tax liability to be satisfied by sale proceeds.
- Exercise and sale of 41,279 stock options from a 6/12/17 stock option grant, at an exercise price of $8.18 per share, with the exercise price and tax liability to be satisfied by sale proceeds.
- Each RSU represents a contingent right to receive one share of common stock of the registrant.
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