Filing Details

Accession Number:
0001437749-19-010291
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-16 19:11:29
Reporting Period:
2019-05-14
Accepted Time:
2019-05-16 19:11:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703956 Concrete Pumping Holdings Inc. BBCP Construction - Special Trade Contractors (1700) 831779605
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1760988 Argand Partners, Lp C/O Concrete Pumping Holdings, Inc.
6461 Downing Street
Denver CO 80229
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-14 1,625,000 $4.50 15,477,138 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. CFLL Holdings, LLC ("CFLL Holdings") purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended.
  2. CFLL Holdings is the beneficial owner of the shares reported herein. Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of CFLL Holdings and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Holdings is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Holdings. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust.